Dually Registered Broker-Dealers and Advisers
Dually registered broker-dealers and advisers– regulatory, compliance and enforcement, 2019 / chair, Clifford E. Kirsch PRINT | Practising Law Institute | 2019 Request from SLL Catalog
Category Archives: Securities Law
2002 Master Agreement
2002 Master Agreement / ISDA. PRINT | International Swaps and Derivatives Association | ̧2002. Request from SLL Catalog
User’s Guide to the ISDA 2002 Master Agreement
User’s guide to the ISDA 2002 master agreement PRINT | International Swaps and Derivatives Association | ̧2003 Request from SLL Catalog
Dow Jones Private Equity Analyst
Dow Jones private equity analyst PRINT | Dow Jones & Co. | Request from SLL Catalog
The Sourcebook of Public-Private Partnerships for Security and Resilience
The Sourcebook of Public-Private Partnerships for Security and Resilience : a compendium of laws and policy documents / Susan Ginsburg, editor-in-chief ; John Cummings, Ann Daniels, assistant editors. PRINT | ABA Standing Committee on Law and National Security | 2018 … Continue reading
Iceberg Issues
Iceberg issues : hidden securities law concerns in routine corporate transactions : a continuing legal education program PRINT | New Hampshire Bar Association, Continuing Legal Education | 2017 Request from SLL Catalog
U.S. Federal Securities Law Aspects of Merger and Acquisition Transactions
U.S. federal securities law aspects of merger and acquisition transactions / by Brian S. North, Esq. (Buchanan Ingersoll & Rooney PC, Philadelphia, PA) PRINT | Tax Management, Inc. | 2017 Request from SLL Catalog
Master the 8-K
Master the 8-K / Gary M. Brown. PRINT | Practising Law Institute | 2017 Request from SLL Catalog
50 state surveys
50 state surveys : blue sky broker/dealer registration. PRINT | Thomson Reuters Request from SLL Catalog
Rule 10B-5 private securities-fraud litigation
Rule 10B-5 private securities-fraud litigation. PRINT | Thomson Reuters | 2014? Request from SLL Catalog